UK Market Conduct

This course covers:
The legal and regulatory background
The key prohibitions in relation to inside information and market manipulation
A series of case studies, to illustrate the issues

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Learning objectives

By the end of the course the learner will:

  • Know the key offences and the way that they are enforced
  • Be able to apply the rules to a variety of practical situations appropriate to their role in the firm
  • User icon

    Audience

    Role specific

  • Stopwatch icon

    Course duration

    Up to 30 mins

  • Cap icon

    Assessment

    End test included as standard

Technical specifications

Format

SCORM 1.2
SCORM 2004 (3rd/4th edition)
HTML
jQuery
CSS

Hosting environment

SCORM 1.2/2004 (3rd/4th edition) compliant LMS platforms including:
● Moodle
● Cornerstone
● SumTotal
● Saba
● NetDimensions

Supported browsers

Internet Explorer 11
Edge
Chrome
Firefox

Learner environment

Desktop
Laptop
Tablet devices
Pop up blockers disabled
Minimum screen resolution 1024 x 768
Recommended connection speed 512 KBPS
JavaScript must be enabled

Please request a trial if you would like to review the course. Your business development manager will be in touch to discuss next steps.

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