Market Conduct Essentials

This awareness level course covers the ethical, regulatory and legal responsibilities of firms and their employees in relation to market conduct. It explains the legal and regulatory landscape for insider trading and market manipulation and the consequences of breaches. Real life examples and practical scenarios are used to reinforce the key messages.

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Market Conduct Essentials
Market Conduct Essentials
Market Conduct Essentials

Learning objectives

This course explains:

  • The ethical, regulatory and legal responsibilities of firms and their employees in relation to market conduct
  • Insider trading and market manipulation
  • The consequences of improper behaviour
  • How to escalate concerns
  • User icon

    Audience

    Suitable for all

  • Stopwatch icon

    Course duration

    Up to 20 mins

  • Cap icon

    Assessment

    End test included as standard

Format

SCORM 1.2
SCORM 2004 (3rd/4th edition)
HTML5

Hosting environment

SCORM 1.2/2004 (3rd/4th edition) compliant LMS platforms including:
● Moodle
● Cornerstone
● SumTotal
● Saba
● NetDimensions

Supported browsers

Internet Explorer 11
Edge
Chrome
Firefox
Safari
(Pop up blockers disabled and JavaScript must be enabled)

Learner environment

Responsive content may be viewed on:
● Desktop
● Laptop
● Tablet device
● Smartphone
Recommended connection speed 512 KBPS

Please request a trial if you would like to review the course. Your business development manager will be in touch to discuss next steps.

Request a trial

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