Market Conduct Essentials

The aim of this course is to remind you of your ethical, regulatory and legal responsibilities so you can take your full role in protecting our customers, our markets and the reputation of the firm.

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Market Conduct Essentials
Market Conduct Essentials
Market Conduct Essentials

Learning objectives

This course will explain:

  • The conduct expected by the firm in relation to markets
  • Insider trading and market manipulation
  • The consequences of improper behaviour
  • User icon

    Audience

    Suitable for all

  • Stopwatch icon

    Course duration

    Up to 20 mins

  • Cap icon

    Assessment

    End test included as standard

Format

SCORM 1.2
SCORM 2004 (3rd/4th edition)
HTML5

Hosting environment

SCORM 1.2/2004 (3rd/4th edition) compliant LMS platforms including:
● Moodle
● Cornerstone
● SumTotal
● Saba
● NetDimensions

Supported browsers

Internet Explorer 11
Edge
Chrome
Firefox
Safari
(Pop up blockers disabled and JavaScript must be enabled)

Learner environment

Responsive content may be viewed on:
● Desktop
● Laptop
● Tablet device
● Smartphone
Recommended connection speed 512 KBPS

Please request a trial if you would like to review the course. Your business development manager will be in touch to discuss next steps.

Request a trial

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