An Introduction to MiFID II

This course covers:
The aims and implementation of MiFID II
Sell-side impacts
Buy-side impacts
The firm’s MiFID II project, if required

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Learning objectives

By the end of the course the learner will be aware of:

  • The aims of MiFID II
  • When and how MiFID II will be implemented
  • How it fits into the bigger regulatory picture (including Brexit)
  • Sell-side impacts, including trading venues, transparency, trading and execution, research and product design and governance
  • Buy-side impacts, including suitability and appropriateness, inducements and research, best execution and product design and governance
  • User icon

    Audience

    Suitable for all

  • Stopwatch icon

    Course duration

    Up to 30 mins

  • Cap icon

    Assessment

    End test available as customised option

Technical specifications

Format

SCORM 1.2
SCORM 2004 (3rd/4th edition)
HTML
jQuery
CSS

Hosting environment

SCORM 1.2/2004 (3rd/4th edition) compliant LMS platforms including:
● Moodle
● Cornerstone
● SumTotal
● Saba

Supported browsers

Internet Explorer 11
Edge
Chrome
Firefox

Learner environment

Desktop
Laptop
Tablet devices
Pop up blockers disabled
Minimum screen resolution 1024 x 768
Recommended connection speed 512 KBPS
JavaScript must be enabled

Please request a trial if you would like to review the course. Your business development manager will be in touch to discuss next steps.

Request a trial