An Introduction to MiFID II

This course covers:
The aims and implementation of MiFID II
Sell-side impacts
Buy-side impacts
The firm’s MiFID II project, if required

Request a trial

This content requires cookies to function. Accept cookies to view the content.

Learning objectives

By the end of the course the learner will be aware of:

  • The aims of MiFID II
  • When and how MiFID II will be implemented
  • How it fits into the bigger regulatory picture (including Brexit)
  • Sell-side impacts, including trading venues, transparency, trading and execution, research and product design and governance
  • Buy-side impacts, including suitability and appropriateness, inducements and research, best execution and product design and governance
  • User icon

    Audience

    Suitable for all

  • Stopwatch icon

    Course duration

    Up to 30 mins

  • Cap icon

    Assessment

    End test available as customised option

Technical specifications

Format

SCORM 1.2
SCORM 2004 (3rd/4th edition)
HTML
jQuery
CSS

Hosting environment

SCORM 1.2/2004 (3rd/4th edition) compliant LMS platforms including:
● Moodle
● Cornerstone
● SumTotal
● Saba
● NetDimensions

Supported browsers

Internet Explorer 11
Edge
Chrome
Firefox

Learner environment

Desktop
Laptop
Tablet devices
Pop up blockers disabled
Minimum screen resolution 1024 x 768
Recommended connection speed 512 KBPS
JavaScript must be enabled

Please request a trial if you would like to review the course. Your business development manager will be in touch to discuss next steps.

Request a trial

This content requires cookies to function. Accept cookies to view the content.

We use cookies to give you the best website experience possible, including integration with social media and relevant advertising tailored to you. To block these cookies please change your cookie settings, or to accept them simply click continue below. Read the full Privacy and Cookies Policy.