Induction

The course works as an induction for new employees or as a reminder for existing employees. Topics include the firm’s values, the regulatory environment, personal conduct, conflicts of interest and financial crime.

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Learning objectives

By the end of the course the learner will understand:

  • The firm’s values
  • Their firm’s regulatory environment
  • Their personal responsibilities
  • The firm’s policies and procedures
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    Audience

    Suitable for all

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    Course duration

    Up to 30 mins

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    Assessment

    Contains in-line knowledge checks throughout

Technical specifications

Format

SCORM 1.2
FLASH
jQuery
CSS

Hosting environment

SCORM 1.2 compliant LMS platforms including:
● Moodle
● Cornerstone
● SumTotal
● Saba
● NetDimensions

Supported browsers

Internet Explorer 11
Edge
Chrome
Firefox

Learner environment

Desktop
Laptop
Flash enabled
Pop up blockers disabled
Minimum screen resolution 1024 x 768
Recommended connection speed 512 KBPS
JavaScript must be enabled

Please request a trial if you would like to review the course. Your business development manager will be in touch to discuss next steps.

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