Global Market Conduct

The course covers prohibited behaviours and their practical application in sales, trading, research and private side activity. Detailed reference to the laws and regulations of a particular jurisdiction is avoided.

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Learning objectives

By the end of the course the learner will

  • Understand the importance of market integrity
  • Know the prohibitions in relation to insider dealing and market manipulation
  • Be aware of the possible consequences of non-compliance
  • Understand the requirement to report suspicions
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    Audience

    Role specific

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    Course duration

    Up to 30 mins

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    Assessment

    End test included as standard

Technical specifications

Format

SCORM 1.2
FLASH
jQuery
CSS

Hosting environment

SCORM 1.2 compliant LMS platforms including:
● Moodle
● Cornerstone
● SumTotal
● Saba
● NetDimensions

Supported browsers

Internet Explorer 11
Edge
Chrome
Firefox

Learner environment

Desktop
Laptop
Flash enabled
Pop up blockers disabled
Minimum screen resolution 1024 x 768
Recommended connection speed 512 KBPS
JavaScript must be enabled

Please request a trial if you would like to review the course. Your business development manager will be in touch to discuss next steps.

Request a trial

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