Gamified Market Conduct

This course covers:
Market conduct regulation and legislation
The definition of material non-public information and the consequences of being made an insider
The prohibitions on market manipulation

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Learning objectives

By the end of the course the learner will:

  • Understand the importance of market integrity
  • Know the prohibitions in relation to insider trading, market manipulation and anti-competitive practices
  • Be able to apply their knowledge to a range of realistic market conduct scenarios
  • Know when and how to escalate concerns or suspicious transactions
  • User icon

    Audience

    Role specific

  • Stopwatch icon

    Course duration

    Up to 30 mins

  • Cap icon

    Assessment

    Contains in-line knowledge checks throughout

Technical specifications

Format

SCORM 1.2
SCORM 2004 (3rd/4th edition)
HTML
jQuery
CSS

Hosting environment

SCORM 1.2/2004 (3rd/4th edition) compliant LMS platforms including:
● Moodle
● Cornerstone
● SumTotal
● Saba
● NetDimensions

Supported browsers

Internet Explorer 11
Edge
Chrome
Firefox

Learner environment

Desktop
Laptop
Tablet devices
Pop up blockers disabled
Minimum screen resolution 1024 x 768
Recommended connection speed 512 KBPS
JavaScript must be enabled

Please request a trial if you would like to review the course. Your business development manager will be in touch to discuss next steps.

Request a trial

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If you are an individual user, or a small business that requires 50 or fewer licences and do not need an LMS, please proceed to buy now. This option includes cost of running course through Eukleia LMS. Please contact us if you wish to discuss further.

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