Department of Labor Fiduciary Rule: The Impartial Conduct Standards (Fixed Annuities)

The course guides the learner through the requirements of the required Impartial Conduct Standards, which form the core of the Department of Labor Fiduciary Rule that became effective on June 9, 2017. It focuses in particular on how the Standards apply to the recommendation and sale of fixed annuities to retirement investors.

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Learning objectives

By the end of the course the learner will:

  • Understand the purpose and scope of the Fiduciary Rule, its prohibitions and its exemptions as they apply to fixed annuities
  • Know the purpose of the Impartial Conduct Standards and its main elements
  • Understand how to assess whether specific fees or compensation arrangements comply with the Standards
  • Be able to apply the Standards to real-life situations
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    Audience

    Role specific

  • Stopwatch icon

    Course duration

    Up to 20 mins

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    Assessment

    End test included as standard

Technical specifications

Format

SCORM 1.2
SCORM 2004 (3rd/4th edition)
HTML
jQuery
CSS

Hosting environment

SCORM 1.2/2004 (3rd/4th edition) compliant LMS platforms including:
● Moodle
● Cornerstone
● SumTotal
● Saba
● NetDimensions

Supported browsers

Internet Explorer 11
Edge
Chrome
Firefox

Learner environment

Desktop
Laptop
Tablet devices
Pop up blockers disabled
Minimum screen resolution 1024 x 768
Recommended connection speed 512 KBPS
JavaScript must be enabled

Please request a trial if you would like to review the course. Your business development manager will be in touch to discuss next steps.

Request a trial

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If you are an individual user, or a small business that requires 50 or fewer licences and do not need an LMS, please proceed to buy now. This option includes cost of running course through Eukleia LMS. Please contact us if you wish to discuss further.

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