Client Assets

This awareness level course takes a practical look at the client asset rules of the Financial Conduct Authority (FCA). It explains the key definitions, the importance of protecting client assets rules and the legal and regulatory landscape. Scenarios bring the content to life and enable the learner to apply what they have learned in real life situations.

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Learning objectives

This course explains:

  • What client assets are 
  • The legal and regulatory landscape
  • Client asset controls
  • Client asset governance arrangements
  • User icon

    Audience

    Suitable for all

  • Stopwatch icon

    Course duration

    Up to 30 mins

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    Assessment

    End test included as standard

Format

SCORM 1.2
SCORM 2004 (3rd/4th edition)
HTML5

Hosting environment

SCORM 1.2/2004 (3rd/4th edition) compliant LMS platforms including:
● Moodle
● Cornerstone
● SumTotal
● Saba
● NetDimensions

Supported browsers

Internet Explorer 11
Edge
Chrome
Firefox
Safari
(Pop up blockers disabled and JavaScript must be enabled)

Learner environment

Responsive content may be viewed on:
● Desktop
● Laptop
● Tablet device
● Smartphone
Recommended connection speed 512 KBPS

Please request a trial if you would like to review the course. Your business development manager will be in touch to discuss next steps.

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If you are a user that requires 10 licences or less

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