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Competition and Workplace Laws

Competition Law - Fairer Markets

Eukleia’s Wholesale Competition Law course is designed to address the learning needs of those who work within wholesale financial services.

Course Categories: Competition and Workplace Laws

Industry Sector: Asset Management, Banking, Energy, Hedge Funds, Insurance, Investment Banking, Manufacturing, Pharmaceuticals, Public Sector, Retail


Competition Law for Wholesale Markets

Eukleia’s Wholesale Competition Law course is designed to address the learning needs of those who work within wholesale financial services.

Course Categories: Competition and Workplace Laws

Industry Sector: Asset Management, Banking, Hedge Funds, Investment Banking


Equality in the Workplace

This course provides an introduction to the UK Equality Act and highlights the key responsibilities of all staff to maintain equality in the workplace.

Course Categories: Competition and Workplace Laws

Industry Sector: Asset Management, Banking, Energy, Hedge Funds, Insurance, Investment Banking, Manufacturing, Pharmaceuticals, Public Sector, Retail


Health and Safety

This course is designed to provide an overview of UK Health and Safety legislation within an office based environment.

Course Categories: Competition and Workplace Laws

Industry Sector: Asset Management, Banking, Hedge Funds, Insurance, Investment Banking, Public Sector, Retail


Stronger Together - Tackling Forced Labour - Training for Businesses

The Tackling Forced Labour Training for Businesses course is designed to help companies outside of the UK.

Course Categories: Competition and Workplace Laws


Stronger Together - Tackling Modern Slavery (Recruiters)

The Tackling Modern Slavery course is designed to help recruiters address labour exploitation.

Course Categories: Competition and Workplace Laws


Stronger Together - Tackling Modern Slavery (Supervisors)

The Tackling Modern Slavery course is designed to help supervisors address labour exploitation.

Course Categories: Competition and Workplace Laws


Stronger Together - Tackling Modern Slavery in UK Businesses

The Tackling Modern Slavery course is designed to help recruiters address labour exploitation.

Course Categories: Competition and Workplace Laws


Course Categories: Competition and Workplace Laws, Induction, Conduct, Governance, Risk Management

Industry Sector: Asset Management, Banking, Energy, Hedge Funds, Insurance, Investment Banking, Retail


North America

Conflicts of Interest - North America

This course provides an examination of the various types of conflict of interest and how they can be identified and managed.

Course Categories: North America, Conduct

Industry Sector: Asset Management, Banking, Energy, Hedge Funds, Insurance, Investment Banking, Manufacturing, Pharmaceuticals, Public Sector, Retail


Cyber Security - North America

This scenario-based course explores some of the key threats faced in the cyber landscape and provides practical guidance on ways that employees can protect themselves and the firm against the risks.

Course Categories: North America, Risk Management

Industry Sector: Asset Management, Banking, Energy, Hedge Funds, Insurance, Investment Banking, Manufacturing, Pharmaceuticals, Public Sector, Retail


Department of Labor Fiduciary Rule: The Impartial Conduct Standards

The course starts by discussing the meaning of being a fiduciary and how it is applied in the Fiduciary Rule.

Course Categories: North America

Industry Sector: Asset Management


Department of Labor Fiduciary Rule: The Impartial Conduct Standards (Fixed Annuities)

The course starts by discussing the meaning of being a fiduciary and how it is applied in the Fiduciary Rule.

Course Categories: North America

Industry Sector: Asset Management, Insurance


Course Categories: North America, Financial Crime

Industry Sector: Asset Management, Banking


Course Categories: North America, Financial Crime

Industry Sector: Asset Management, Banking, Hedge Funds, Investment Banking


Consumer Credit Act

CCA Primer

This awareness course discusses the regulation of consumer credit activities and the steps firms need to take to meet the Financial Conduct Authority’s expectations in relation to consumer protection.

Course Categories: Consumer Credit Act

Industry Sector: Asset Management, Banking, Retail


Financial Crime

AML - Politically Exposed Persons

This course focuses on the potential risks which can arise from relationships with Politically Exposed Persons and considers the systems and controls which financial services firms typically implement in order to mitigate those risks. The material draws on the conclusions of the UK regulator's December 2011 publication, "Financial crime: a guide for firms".

Course Categories: Financial Crime

Industry Sector: Asset Management, Banking, Hedge Funds, Investment Banking


Anti-Bribery & Corruption - Pharmaceutical Sector

The course provides a practical, risk-based analysis of the main obligations placed on companies and individuals in relation to bribery and corruption.

Course Categories: Financial Crime

Industry Sector: Pharmaceuticals


Anti-Bribery and Corruption

The course provides a practical, risk-based analysis of the main obligations placed on companies and individuals in relation to bribery and corruption.

Course Categories: Financial Crime

Industry Sector: Asset Management, Banking, Hedge Funds, Insurance, Investment Banking, Manufacturing, Public Sector, Retail


Anti-Bribery and Corruption: Oil and Gas

The course provides a detailed analysis of the main obligations placed on oil and gas companies in relation to bribery and corruption. While the course takes a global approach, it has a particular focus on the impact of the UK Bribery Act and the US Foreign Corrupt Practices Act. Contemporary enforcement cases are used to demonstrate the importance of the topics and the consequences of getting it wrong.

Course Categories: Financial Crime

Industry Sector: Energy


Anti-Money Laundering

This course highlights how financial services firms may be vulnerable to money launderers, terrorist financiers and other criminals and describes typical procedures in place across the industry to protect firms and their employees from violating legal and regulatory requirements.

Course Categories: Financial Crime

Industry Sector: Asset Management, Banking, Hedge Funds, Investment Banking


Anti-Money Laundering (Insurance)

This course highlights how financial services firms may be vulnerable to money launderers, terrorist financiers and other criminals and describes typical procedures in place across the industry to protect firms and their employees from violating legal and regulatory requirements.

Course Categories: Financial Crime

Industry Sector: Insurance


Commodity Market Abuse

The course is designed to provide a scenario based exploration of commodity market abuse. It is designed to address the training needs identified by the FCA within Market Watch 28 and reflects the prohibitions set out in the European Market Abuse Directive. The examples cover a range of commodity products including base metals, power, weather, softs, LNG and Crude Oil.

Course Categories: Financial Crime

Industry Sector: Asset Management, Energy, Hedge Funds, Investment Banking


Energy Market Integrity

This course provides an introduction to REMIT. It sets out the prohibitions on market abuse and insider dealing, explains the new disclosures requirements and discusses the implications for the control of information within firms.

Course Categories: Financial Crime

Industry Sector: Energy


Course Categories: Financial Crime

Industry Sector: Asset Management, Banking


Course Categories: North America, Financial Crime

Industry Sector: Asset Management, Banking


Financial Crime Essentials

The course focuses on the money laundering, terrorist financing and economic sanctions risks faced by financial services firms.

Course Categories: Financial Crime

Industry Sector: Asset Management, Banking, Energy, Hedge Funds, Insurance, Investment Banking, Manufacturing, Pharmaceuticals, Public Sector, Retail


Financial Crime Essentials - Insurance

The course focuses on the money laundering, terrorist financing and economic sanctions risks faced by financial services firms.

Course Categories: Financial Crime

Industry Sector: Insurance


Financial Sanctions

This short course explains the background to sanctions.

Course Categories: Financial Crime

Industry Sector: Asset Management, Banking, Hedge Funds, Investment Banking, Pharmaceuticals


Financial Sanctions (Insurance)

This short course explains the background to sanctions and sets out the typical systems and controls within insurance firms.

Course Categories: Financial Crime

Industry Sector: Insurance


Fraud Awareness

An introduction to the law on fraud, who commits fraud and how it can be detected.

Course Categories: Financial Crime

Industry Sector: Asset Management, Banking, Hedge Funds, Investment Banking, Public Sector


Gamified Market Conduct

This course is designed to meet the needs of global financial services firms and contains separate learning paths for bankers, analysts, asset managers and those involved in sales and trading activity.

Course Categories: Financial Crime

Industry Sector: Asset Management, Banking, Hedge Funds, Investment Banking


Course Categories: North America, Financial Crime

Industry Sector: Asset Management, Banking, Hedge Funds, Investment Banking


Global Market Conduct

An introduction to Global Market Conduct.

Course Categories: Financial Crime

Industry Sector: Asset Management, Banking, Hedge Funds, Investment Banking


Mortgage Fraud

This course provides an introduction to Mortgage Fraud.

Course Categories: Financial Crime

Industry Sector: Asset Management, Banking


UK Market Conduct

In recent publications, regulators have stressed the need for Market Abuse Directive training to go beyond a mere restatement of the rules. In line with this thinking this market abuse course focuses on the practical application of the regime.

Course Categories: Financial Crime

Industry Sector: Banking, Investment Banking


Induction

Induction

The course provides an ideal vehicle for the communication of information that all employees need to know upon joining your company.

Course Categories: Induction

Industry Sector: Asset Management, Banking, Energy, Hedge Funds, Insurance, Investment Banking, Manufacturing, Pharmaceuticals, Public Sector, Retail


Course Categories: Competition and Workplace Laws, Induction, Conduct, Governance, Risk Management

Industry Sector: Asset Management, Banking, Energy, Hedge Funds, Insurance, Investment Banking, Retail


Conduct

An Introduction to MiFID II

This awareness-level course is designed to introduce learners to the main aims and impacts of MiFID II.

Course Categories: Conduct

Industry Sector: Banking, Investment Banking


Client Assets

An Introduction to the FCA client money rules.

Course Categories: Conduct

Industry Sector: Asset Management, Banking


Conduct Risk Retail

This course discusses the role of Business Conduct in the restoration of trust at an industry and firm level. It focuses on how individual actions can create positive client outcomes and protect the markets upon which we all rely.

Course Categories: Conduct

Industry Sector: Asset Management, Investment Banking


Conduct Risk Wholesale

This course discusses the role of Conduct Risk in the restoration of trust at an industry and firm level. It focuses on how individual actions can create positive client outcomes.

Course Categories: Conduct

Industry Sector: Asset Management, Banking, Insurance


Conflicts of Interest

This course provides an examination of the various types of conflict of interest and how they can be identified and managed.

Course Categories: Conduct

Industry Sector: Asset Management, Banking, Energy, Hedge Funds, Insurance, Investment Banking, Manufacturing, Pharmaceuticals, Public Sector, Retail


Conflicts of Interest - North America

This course provides an examination of the various types of conflict of interest and how they can be identified and managed.

Course Categories: North America, Conduct

Industry Sector: Asset Management, Banking, Energy, Hedge Funds, Insurance, Investment Banking, Manufacturing, Pharmaceuticals, Public Sector, Retail


Control of Information

This course provides an introduction to the topic of control of information in a complex financial services firm.

Course Categories: Conduct

Industry Sector: Asset Management, Banking, Hedge Funds, Investment Banking


Electronic Communications

The course provides an introduction to the regulatory and reputational risks associated with electronic communications.

Course Categories: Conduct

Industry Sector: Asset Management, Banking, Energy, Hedge Funds, Insurance, Investment Banking


Ethics - Choices and Consequences

This scenario-based course takes a holistic approach to ethics, corporate culture and the responsibilities of Approved Persons.

Course Categories: Conduct

Industry Sector: Banking, Investment Banking, Manufacturing


Handling Complaints for Customer Facing Staff

This course provides an overview of the complaints handling process.

Course Categories: Conduct

Industry Sector: Asset Management, Banking, Hedge Funds, Insurance, Investment Banking


Individual Accountability Regime - Conduct Rules

The course provides a practical guide to the Conduct Rules and is suitable for all employees of Relevant Firms.

Course Categories: Conduct, Governance

Industry Sector: Banking


Insurance Conduct of Business

An overview of insurance conduct of business.

Course Categories: Conduct

Industry Sector: Insurance


The European Market Abuse Regulation

The European Market Abuse Regulation Course

Course Categories: Conduct

Industry Sector: Asset Management, Banking, Hedge Funds, Investment Banking


Course Categories: Competition and Workplace Laws, Induction, Conduct, Governance, Risk Management

Industry Sector: Asset Management, Banking, Energy, Hedge Funds, Insurance, Investment Banking, Retail


Your Guide to Conduct of Business

The course provides a practical guide to the law and regulation governing the conduct of investment business with clients.

Course Categories: Conduct

Industry Sector: Asset Management, Banking, Hedge Funds, Investment Banking


Governance

Individual Accountability Regime - Conduct Rules

The course provides a practical guide to the Conduct Rules and is suitable for all employees of Relevant Firms.

Course Categories: Conduct, Governance

Industry Sector: Banking


Individual Accountability Regime - Infographic

It can be played in communal areas within the firm, hosted on an LMS or sent to learners as a link. An A4 desk-drop can also be added to consolidate the messages.

Course Categories: Governance, Videos / Infographics

Industry Sector: Asset Management, Banking, Hedge Funds, Insurance, Investment Banking

Resource Categories: Videos


Course Categories: Competition and Workplace Laws, Induction, Conduct, Governance, Risk Management

Industry Sector: Asset Management, Banking, Energy, Hedge Funds, Insurance, Investment Banking, Retail


Risk Management

Business Continuity Management

This course provides an introduction to business continuity management.

Course Categories: Risk Management

Industry Sector: Asset Management, Banking, Energy, Hedge Funds, Insurance, Investment Banking, Pharmaceuticals, Public Sector, Retail


Cyber Security

This scenario-based course explores some of the key threats faced in the cyber landscape and provides practical guidance on ways that employees can protect themselves and the firm against the risks.

Course Categories: Risk Management

Industry Sector: Asset Management, Banking, Energy, Hedge Funds, Insurance, Investment Banking, Manufacturing, Pharmaceuticals, Public Sector, Retail


Cyber Security - North America

This scenario-based course explores some of the key threats faced in the cyber landscape and provides practical guidance on ways that employees can protect themselves and the firm against the risks.

Course Categories: North America, Risk Management

Industry Sector: Asset Management, Banking, Energy, Hedge Funds, Insurance, Investment Banking, Manufacturing, Pharmaceuticals, Public Sector, Retail


Data Protection

This course provides a detailed analysis of data protection law and regulation.The learner experiences a typical day at the office, during which they learn about this important subject and face practical data protection challenges.

Course Categories: Risk Management

Industry Sector: Asset Management, Banking, Hedge Funds, Insurance, Investment Banking


Operational Risk Management

This course gives the learner a broad introduction to Operational Risk and the role we all play in controlling it.

Course Categories: Risk Management

Industry Sector: Asset Management, Banking, Energy, Hedge Funds, Insurance, Investment Banking, Manufacturing, Pharmaceuticals, Public Sector, Retail


Course Categories: Competition and Workplace Laws, Induction, Conduct, Governance, Risk Management

Industry Sector: Asset Management, Banking, Energy, Hedge Funds, Insurance, Investment Banking, Retail


Videos / Infographics

Individual Accountability Regime - Infographic

It can be played in communal areas within the firm, hosted on an LMS or sent to learners as a link. An A4 desk-drop can also be added to consolidate the messages.

Course Categories: Governance, Videos / Infographics

Industry Sector: Asset Management, Banking, Hedge Funds, Insurance, Investment Banking

Resource Categories: Videos


Scenes from the Trading Floor

The “Scenes from the Trading Floor” short films cover a range of financial crime issues, including money laundering, bribery and sanctions.

Course Categories: Videos / Infographics

Resource Categories: Videos


The European Market Abuse Regulation

The European Market Abuse Regulation

Course Categories: Videos / Infographics

Industry Sector: Banking, Investment Banking


Whistleblowing

It can be played in communal areas within the firm, hosted on an LMS or sent to learners as a link. An A4 desk-drop can also be added to consolidate the messages.

Course Categories: Videos / Infographics

Industry Sector: Asset Management, Banking, Energy, Hedge Funds, Insurance, Investment Banking, Retail

Resource Categories: Videos


LEO Portfolio

LEO Portfolio

Provided here is a selection of LEO’s bespoke e-learning solutions and media assets.

Course Categories: LEO Portfolio