Webcasts

Individual Accountability Regime (IAR) - Training requirements

Since the publication of ‘Changing Banking for Good’ by the Parliamentary Commission on Banking Standards in June 2013, the financial services industry has watched the new Individual Accountability Regime take shape. Now that the Financial Conduct Authority and the Prudential Regulation Authority have published the majority of their final rules, those involved in implementing the new regime into their firm’s governance structures will be focused on the first key milestone, 7 March 2016.

Eukleia Training Limited has developed a range of products designed to meet the specific training requirements of the new regime.

In this short video presentation, Liz Hornby, one of Eukleia’s Subject Matter Experts, discusses the training challenges and our range of training solutions.

You can download the presentation slides here.

And the Accountability Regime infographic can be viewed here.

Course Categories: Conduct, Governance

Industry Sector: Banking, Insurance, Investment Banking

Resource Categories: Webcasts


Compliance Conversations -
Recent Trends in Enforcement Activity

In the second of our “Compliance Conversations” two of our Subject Matter Experts, Emma Edwards and Trevor Norwood, discuss recent trends in enforcement activity and the impact on training. While the discussion is focussed on the FCA’s activities, there is also a consideration of the broader global regulatory environment. In particular, Emma and Trevor share their experience on the use of enforcement examples in effective training materials.

Course Categories: Conduct, Governance

Industry Sector: Banking

Resource Categories: Webcasts


How do you train on Conduct Risk?

Trevor Norwood, Eukleia’s Conduct Risk specialist, looks at how training might act as a risk mitigant and as a tool to influence behaviours in response to the Conduct Risk agenda. He considers how the training should be devised and delivered and asks:

  • What is Conduct Risk?
  • Should the training differentiate between wholesale and retail?
  • How is Conduct Risk training different from TCF training?

As well as addressing these and other questions, Trevor shares his insights on where we see emerging best practice.

Course Categories: Conduct

Industry Sector: Banking

Resource Categories: Webcasts


Combatting Bribery & Corruption

Michael Sacks, Eukleia’s Head of Financial Crime Training, provides an update on what’s happening in the fight against corruption. In this webcast he discusses recent FCPA actions, what’s happening in the UK and the current focus on associated persons, facilitation payments and internships.

Course Categories: Financial Crime

Industry Sector: Banking

Resource Categories: Webcasts


Compliance Conversations -
UK Financial Services Act 2013

Watch this webcast in which Trevor Norwood & Liz Hornby from Eukleia’s Faculty discuss the UK Financial Services (Banking Reform) Act 2013 and what it means for senior management risk, accountability and training.

Course Categories: Conduct, Governance, Risk Management

Industry Sector: Banking, Investment Banking

Resource Categories: Webcasts